Lie Theory

Table of Contents

1. Lie Group

  • A continuous group that is also a manifold.1
    • e.g. \(O(n),\ SO(n),\ U(n),\ SU(n)\)
  • The composition and inversion are smooth for some parametrization.
  • It is locally Euclidean.

2. Lie Algebra

2.1. Lie Bracket

Lie bracket let us calculate the group multiplication of Lie group within Lie algebra, and the properties of Lie bracket match the properties of group multiplication.

Lie bracket is defined to satisfy the Jacobi identity: \[ [X, [Y,Z]] + [Y, [Z,X]] + [Z, [X, Y]] = 0. \]

2.1.1. Derivation

We want to define some kind of multiplication on the tangent space \(T_eG\) of Lie group \(G\) at the identity element \(e\).

For \(A, B \in T_{e}G\) and its Lie group elements \(a = e^{tA},b = e^{sB} \in G\), \( AB = \not\in T_eG,\) in general. Let me give a general reasoning for that: We know that \( aB\in T_{a}G \) using the straightforward differential of linear operation. Now if we try to take the derivative of \(B\) with respect to \(t\), a component outside of tanget space can arise as the tangent spaces can be in different orientation in higher dimensional space..

Meanwhile the adjoint action \(\mathrm{Ad}_b(A)\) always procedues a valid Lie algebra element: \[ \mathrm{Ad}_b(A) := bAb^{-1}\in T_eG \] because

\begin{align*} b &e^{t A} b^{-1} \Big|_{t=0} = e, \\ b &e^{t A}b^{-1} \in G, \\ \dv{t} &b e^{t A}b^{-1} \Big|_{t=0} = bAb^{-1} \in T_e G, \end{align*}

From the fact that Lie algebra is closed under addition and scalar multiplication, we can see that \(BA - AB\) is also in Lie algebra:

\begin{align*} \forall s, &e^{sB} A e^{-sB} \in T_eG, \\ \dv{s} &e^{sB} A e^{-sB} \Big|_{t=0} = BA - AB \in T_eG \end{align*}

This quantity represent the rate of change of of the vector field \(A\) in the representation in the direction given by \(B\) at each point.

We define it to be the Lie bracket. \[ [B,A] := BA - AB. \]

2.1.2. Properties

Distribution Rule \[ [X,[Y,Z]] = [[X, Y], Z] + [Y, [X, Z]] \] which is the generalization of the adjoint operation.2 \[ [[X,Y],Z] = [X, [Y, Z]] - [Y, [X, Z]] \]

3. Exponential Map

An element of Lie algebra \(\mathfrak{g}\) can map to the element of Lie group \(G\) by the exponential map \(\exp\colon \mathfrak{g} \to G\).

When an element of Lie algebra is represented by a matrix the exponential map correspond to the exponential function on matrices.

4. Logarithmic Map

Lie group can be reduced to Lie algebra through logarithmic map, in which it is easier to do calculations.

5. Differential on the Action Space

  • Lie algebra is the vector field toward the transformation direction on the vector space on which the transformation is applied.3

6. Tangent Space at the Identity

  • Lie algebra is the tangent space of a Lie group at the identity.4, 5
  • Given two curves \(A(t)\), \(B(t)\) on Lie group \(G\) such that \(A(0)=B(0)=1\), \(A'(0)=a\in T_eG\) and \(B'(0)=a\in T_eG\). And one find \((A(t)B(t))'(0)=a+b\in T_eG\).

7. Classification

7.1. Simple Finite Lie Algebra

  • Four infinite families \(A_n,\ B_n,\ C_n,\ D_n\)
  • Five exceptional Lie algebras \(E_6, E_7, E_8, F_4, G_2\).
  • Theorem: There is no more.
  • \(n\) is the rank which is the number of nodes in the Dynkin diagram, and also the number of simple roots.
  • Heavy use of matrix calculus

8. Root System

  • Some of the Lie algebra can be represented in a finite way, which in turn form a simple set of vectors that represents the structure of the Lie algebra.

8.1. \(\mathfrak{sl}(2)\)

  • \[ \textcolor{RoyalBlue}{H} \equiv \begin{pmatrix} 1 & 0 \\ 0 & -1\end{pmatrix} \quad \textcolor{OrangeRed}{E} \equiv \begin{pmatrix} 0 & 1 \\ 0 & 0\end{pmatrix} \quad \textcolor{ForestGreen}{F} \equiv \begin{pmatrix} 0 & 0 \\ 1 & 0\end{pmatrix} \]
  • acting on the vector space with five basis vectors:
  • Notice that they satisfies: \[ [H, E] = 2E,\quad [H, F] = -2F,\quad [E, F] = H. \]

8.2. \(\mathfrak{sl}(3)\)

  • \[ H_1, H_2, \textcolor{OrangeRed}{E_1}, \textcolor{ForestGreen}{E_2}, F_1, F_2 \]
  • Lie algebra can also act on themselves

8.3. Root

  • The vectors that corresponds to the basis elements and their Lie brackets within a Lie algebra.
  • The Lie bracket corresponds to the vector addition of roots.

8.3.1. Positive Roots

  • \(\Delta_+\)
  • Roots that are on the upper half, including the ones on the positive axes.

8.3.2. Simple Roots

  • The one that corresponds to the actual basis elements within a Lie algebra.

8.4. Dynkin Diagram

8.4.1. Construction

\(i\quad j\) \(d_i\) \(a_{ij}\) \(\langle \alpha_i, \alpha_j\rangle = d_ia_{ij}\)
\(i = j\) --- 2 \(2d_i\)
\(\bullet \quad\bullet\) --- 0 0
\(\bullet—\bullet\) \(d_i = d_j\) -1 \(-d_i\)
\(\bullet\!\mathord{\Longrightarrow}\!\bullet\) 2 -1 -2
\(\bullet\!\mathord{\equiv\!\!>\!\!\!\!\!\!\equiv\!\equiv}\!\bullet\) 3 -1 -3
\(\bullet\!\mathord{\Longleftarrow}\!\bullet\) 1 -2 -2
\(\bullet\!\mathord{\equiv\!\!<\!\!\!\!\!\!\equiv\!\equiv}\!\bullet\) 1 -3 -3
  • Dynkin diagram determines a root system
  • Note \(\|\alpha_i\| = \sqrt{2d_i}\)
  • \(a_{ij}\) is the entries of the Cartan matrix and can equivalently be defined: \[ a_{ji} = 2\frac{\langle \alpha_i, \alpha_j\rangle}{\langle \alpha_j, \alpha_j\rangle} \]

8.4.2. Exceptional G2

  • \(\mathfrak{g}_2\)
  • The Cross Product and the Exceptional G2 - YouTube
  • The result of the 7-Dimensional cross product generally does not follow the transformation rule.
  • But there's subgroup of the \(\mathfrak{so}(7)\), which contains 14 families of two-plane rotation that preserves the relationship. This is the G2.
  • The existence is based on the multiplicative property of the octonion. G2 is the automorphism group of octonions.

9. Baker-Campbell-Hausdorff Formula

  • BCH Formula
  • The value of \(Z\) that solves \(e^Xe^Y = e^Z\) with \(X, Y\) in the Lie algebra.
  • It is not necessarily convergent.
  • Baker, Campbell, Hausdorff only stated the qualitative form of the formula, that it can be written in terms of possibly infinitely nested commutators yielding another element in the Lie algebra if it is convergent.

9.1. Dynkin's Formula

  • First explicit formula
  • \[ \log(\exp X\exp Y) = \sum_{n=1}^\infty\frac{(-1)^{n-1}}{n}\sum_{\begin{smallmatrix}r_1+s_1 >0\\[-.5em] \vdots\\[.3em] r_n+s_n >0\end{smallmatrix}} \frac{[X^{r_1}Y^{s_1}X^{r_2}Y^{s_2}\cdots X^{r_n}Y^{s_n}]}{\left(\sum_{j=1}^n(r_j+s_j)\right)\cdot \prod_{i=1}^nr_i!s_i!} \]
    • where the bracket is the notation for the Lie bracket nested on the right iterated by the exponent, and \(r_i, s_i\) are assumed to be nonnegative, with the understanding that \([X] := X\).
  • The first few terms are well-known to be:
    • \[ Z(X,Y) = X+Y + \frac{1}{2}[X,Y] + \frac{1}{12}([X,[X,Y]] + [Y,[Y,X]]) -\frac{1}{24}[Y,[X,[X,Y]]] -\cdots \]

10. Reference

Footnotes:

Author: Jeemin Kim

Created: 2026-09-14 Mon 06:07